Policies

Lincolnshire Public Law is the business name for Legal Services Lincolnshire (Trading) Limited.

Legal Services Lincolnshire (Trading) Limited is a private limited company registered in England & Wales. Our registered address is 45-49 Newland, Lincolnshire County Council, County Offices, Lincoln LN1 1YS and Company No is 12521154.   We are authorised and regulated by the Solicitors Regulation Authority with registration number 810295.

Terms of business

Our contract with you

• these terms of business (as updated from time to time) apply to all work we do on your behalf. It is an important document—please read and keep it in a safe place for future reference
• each time you instruct us on a new matter we will send you a letter confirming your instructions and setting out the scope of the work we will carry out for you, our fees and individual contact details. This is called the engagement letter. These terms of business should be read together with the engagement letter, together they form the contract between us
• if there is any inconsistency between our terms of business and the engagement letter, the engagement letter will take priority
• although your continuing instructions in this matter will amount to your ac-ceptance of these terms of business, we ask that you sign, date and return one copy for our file
• unless otherwise agreed, these terms of business will apply to all future instructions you give us on this or any other matter
• this contract and any dispute or claim arising out of, or in connection with, it, its subject matter or formation (including non-contractual disputes or claims) shall be governed by, and construed in accordance with, the laws of England and Wales

    
About us

• Legal Services Lincolnshire (Trading) Limited trading as Lincolnshire Public Law is a company incorporated in England and Wales with registered number 12521154. Its registered office is at 45-49 Newland, Lincolnshire County Council, County Offices, Lincoln, United Kingdom, LN1 1YS.  We use the term ‘partner’ to refer to a director of Legal Services Lincolnshire (Trading) Limited
• Legal Services Lincolnshire (Trading) Limited is authorised and regulated by the Solicitors Regulation Authority (SRA), The Cube, 199 Wharfside Street, Birmingham, B1 1RN.  The SRA is the independent regulatory arm of the Law Society of England and Wales, our professional body. Legal Services Lincolnshire (Trading) Limited and our solicitors and registered foreign lawyers are governed by codes of conduct and other professional rules, which you can access on the SRA’s website at www.sra.org.uk or by calling 0370 606 2555. Our SRA authorisation number is 810295. All services provided by Legal Services Lincolnshire (Trading) Limited are regulated by the SRA
• we are registered for VAT purposes. Our VAT registration number is 439797233
• where we say ‘we’, ‘us’ or ‘our’ in these terms of business, we mean Legal Services Lincolnshire (Trading) Limited
• Legal Services Lincolnshire (Trading) Limited contract for services to be provided by Legal Services Lincolnshire which is the in-house legal team of Lincolnshire County Council.  Legal Services Lincolnshire operate as a shared service and provide of legal services to Lincolnshire County Council and six of the seven district councils in Lincolnshire

    
About you

•     Where we say ‘you’ or ‘your’ in these terms of business, we mean the client identified in the engagement letter and anyone authorised to give instructions on that client’s behalf

Our responsibilities and your responsibilities    

What you can expect of us  

• we treat you fairly and with respect
• we communicate with you in plain language
• we review your matter regularly
• we advise you of any changes in the law that affect your matter
• we advise you of any reasonably foreseeable cir-cumstances and risks that could affect the outcome of your matter    

 What we expect of you

• you provide documents when we ask for them and respond promptly when we ask for instructions or information
• you notify us if your contact details change
• you tell us immediately if your expectations change or if you are not sure you understand what we have discussed
• you inform us of any time limits or objectives that might not be obvious to us
• you notify us immediately if you receive any email or other communication purporting to be from us stating that we have changed our bank details or payment arrangements
• you let us know about any other changes that may affect the way we deal with your matter, including any changes that may affect your tax status in any jurisdiction

Scope of our legal services

• the scope of the services we will provide is set out in the engagement letter
• we will provide legal advice and services to you with reasonable care and skill. However, the nature of many types of legal work means that it is not possible to guarantee a particular outcome
• unless otherwise agreed in writing, we will advise only on english law and on european union law to the extent that it has any bearing on english law
• we will not advise on surveying, valuation, commercial viability, trading or marketability issues. We only advise on tax when we have expressly agreed in writing to do so. Except as described at section 13 (financial services), we do not provide financial services or advice
• if you ask us to obtain advice from another law firm, that firm will be responsible for the service and advice they provide.
• unless otherwise agreed in writing, our advice and any documents we pre-pare:   
  • are for use only in connection with the specific matter on which we are instructed, can only be relied on by you; and
  • reflect the law in force at the relevant time.

Service standards

• we are normally open between 9.00 am and 5.00 pm from Monday to Friday, Appointments can be made outside these hours by arrangement. We are closed on all bank holidays
• we will update you by telephone or in writing (including by email) with progress on your matter regularly and explain to you the legal work required as your matter progresses
• we will update you at appropriate intervals on the likely timescale for each stage of your matter and any important changes in those estimates. Whenever there is a material change in circumstances associated with your matter, we will update you on whether the likely outcomes still justify the likely costs and risks
• we will update you on the cost of your matter at the intervals set out in the engagement letter. If appropriate, we will continue to review whether there are alternative methods by which your matter can be funded
• we are committed to acting in a way that encourages equality, diversity and inclusion in all our dealings with clients, third parties and employees. Please contact us if you would like a copy of our equality and diversity policy which is also available on our website

    
Our liability to you

• your contract is solely with Legal Services Lincolnshire (Trading) Limited, which has sole legal liability for the work done for you and for any act or omission in the course of that work. No representative, director, officer, employee, agent or consultant of Legal Services Lincolnshire (Trading) Limited, will have any personal legal liability for any loss or claim
• unless explicitly agreed otherwise, in writing:
  • we do not owe, nor do we accept, any duty to any person other than you; and
  • we do not accept any liability or responsibility for any consequences arising from reliance on our advice by any person other than you    
• we are not responsible for any failure to advise or comment on matters falling outside the scope of our instructions, as set out in these terms of business and the engagement letter
• our maximum liability to you (or any other party we have agreed may rely on our services) in relation to any single matter or any group of connected matters which may be aggregated by our insurers will be £3,000,000 including interest and costs unless we expressly state a different figure in the engagement letter
• we will not be liable for any of the following (whether direct or indirect):     
  • losses not caused by any breach of contract or tort on the part of the firm;
  • loss of revenue
  • loss of profit
  • loss of or corruption to data
  • loss of use
  • loss of production
  • loss of contract
  • loss of opportunity
  • loss of savings, discount or rebate (whether actual or anticipated) and
  • harm to reputation or loss of goodwill
• nothing in these terms of business shall exclude or restrict our liability in respect of:
  • death or personal injury caused by our negligence
  • fraud or fraudulent misrepresentation
  • any losses caused by wilful misconduct or dishonesty
  • any other losses which cannot be excluded or limited by applicable law
• please ask if you would like us to explain any of the terms above

    
Our charges and billing

• you are liable to pay legal costs as set out in the engagement letter, which also states the arrangements for billing. We will usually discuss this with you at the outset of your matter
• we may deliver our bills to you electronically. Please let us know if you have any particular requirements for the delivery of our bills
• our bills become due for payment within 28 days and in the currency in which they are submitted
• we may charge interest on overdue bills on a daily basis at 4% above the base lending rate of Lloyds Bank
• we may cease acting for you if an interim bill remains unpaid after 30 days or if our reasonable request of a payment on account of costs is not met
• you have the right to challenge or complain about our bill. Please see section 16 (Complaints) for details of how to complain about our bill
• you have the right to challenge our bill by applying to the court to assess the bill under the Solicitors Act 1974. The usual time limit for applying to the court for an assessment is one month from the date of delivery of the bill

    
Confidentiality

• we will keep your information confidential, unless:
  • you consent to the disclosure of that information
  • disclosure of the information is required or permitted by law or regulatory requirements that apply to us; or
  • these terms of business state otherwise
• examples of organisations we may be required to disclose your information to include:
  • third parties we use to help deliver our services to you, for example,  Lincolnshire County Council's Legal Services Lincolnshire
  • other parties involved in legal proceedings such as solicitors and barristers
  • other third parties we use to help us run our business 
  • credit reference agencies
  • our insurers and brokers
  • our bank
  • courts and tribunals
  • regulatory authorities
  • our auditors    
• sometimes we ask other companies or people to carry out certain tasks. On our files to help us deliver efficient, cost effective legal services. The tasks usually consist of administrative or clerical work (such as typing, photocopying or filing. Where we do this, it will mean the contents of your file (including information about yourself) must be provided to them in order to perform the tasks. We ensure all outsourcing providers operate under service agreements that are consistent with our legal and professional obligations, including in relation to confidentiality
• unless you instruct us otherwise, email will be our default method of communication. We deploy a range of information security measures, but we cannot guarantee the security of information or documents sent by email. If you do not wish us to communicate information by email, please let us know
• external organisations such as the Information Commissioner’s Office or Lexcel auditors and the SRA may conduct audit or quality checks on our practice from time to time. They may wish to audit or quality check your file and related papers for this purpose. We will require that these external organisations maintain confidentiality in relation to any files and papers which are audited or quality checked
• your files may also be reviewed in a due diligence exercise relating to the sale or transfer of all or part of our business, the acquisition of another business by us or the acquisition of new business. If you do not wish your file to be used in this way, please let us know as soon as possible

    
Privacy and data protection

• we use your personal data primarily to provide legal services to you, but also for related purposes such as administration, billing and record keeping and to inform you of our services and events that we think may be of interest to you
• our use of your personal data is subject to your instructions, the UK General Data Protection Regulation (UK GDPR), other relevant UK legislation and our professional duty of confidentiality
• we take your privacy very seriously. Our privacy notice contains important information on how and why we collect, process and store your personal data. It also explains your rights in relation to your personal data. The privacy notice is on this policy page, but please contact us if you would like us to explain our privacy notice verbally
• we may record telephone calls and monitor emails for training, regulatory and compliance purposes
• we use third party service providers (including ‘cloud’ service providers) to help us deliver efficient, cost effective legal services. This may include document/information hosting, sharing, transfer, analysis, processing or storage. We ensure all third party service providers operate under service agreements that are consistent with our legal and professional obligations, including in relation to confidentiality, privacy and data protection. If you instruct us to use an alternative provider for storing, sharing or exchanging documents/information, we are not responsible for the security of the data or the provider’s security standards
• we may use your personal data to send you updates (by email, text, tele-phone or post) about legal developments that might be of interest to you and/or information about our services, including exclusive offers, promotions or new services. You have the right to opt out of receiving promotional communications at any time by contacting us to request this

Banking and related matters

• our client account
  •  unless agreed otherwise, we hold client money in accounts with UK banks regulated by the Financial Conduct Authority (FCA)
• changes to our bank details
  • we will never tell you about changes to important business information, such as bank account details, by email. Please inform us immediately if you receive any email or other communication purporting to be from the firm stating that we have changed our bank details or payment arrangements.
• payment of interest
  • we will pay a fair sum of interest to clients or third parties on client money we hold on their behalf
  • we will not pay interest
    • on money we are instructed to hold outside a client account in a manner that does not attract interest, eg cash held in our safe
    • where the amount of interest is less than £100
    • where we agree otherwise, in writing, with you or the third party for whom the money is held
  • please ask us if you would like to see our written payment of interest policy    
• bank failure and the financial services compensation scheme
  • we are not liable for any losses you suffer as a result of any bank in which we hold client money being unable to repay depositors in full. You may, however, be protected by the financial services compensation scheme (FSCS)
  • the FSCS is the UK’s statutory fund of last resort for customers of banking institutions. The FSCS can pay compensation up to £85,000 if a banking institution is unable, or likely to be unable, to pay claims against it
  • the limit is £85,000 per banking institution. If you hold other personal money in the same banking institution as our client account[s], the limit remains £85,000 in total. Some banking institutions have several brands. The compensation limit is £85,000 per institution, not per brand
  • the FSCS also provides up to £1m of short-term pro-tection for certain high balances, for example, relating to property transactions, inheritance, divorce or dissolution of a civil partnership, unfair dismissal, redundancy, and personal injury compensation (there is no financial limit on protection for personal injury compensation). This is called the temporary high balance scheme and, if it applies, protection lasts for a maximum of six months
  • the FSCS (including the temporary high balance scheme) will apply to qualifying balances held in our client account. In the unlikely event of a deposit-taking institution failure, we will presume (unless we hear from you in writing to the contrary) we have your consent to disclose necessary client details to the FSCS
  • more information about the FSCS 
• receiving and paying funds
  • our policy is not to accept cash from clients. If you try to avoid this policy by depositing cash directly with our bank, we may decide to charge you for any additional checks we decide are necessary to establish the source of the funds and this could also cause delays
  • if we receive money in relation to your matter from an unexpected source, there may be a delay in your matter and we may charge you for any additional checks we decide are necessary
  • where we have to pay money to you, it will be paid by cheque or bank transfer. It will not be paid in cash or to a third party

    
    
Prevention of money laundering and terrorist financing

• to comply with anti-money laundering and counter-terrorist financing requirements, we are likely to ask you for proof of your identity and we may conduct searches or enquiries for this purpose. We may also be required to identify and verify the identity of other persons such as directors or beneficial owners. If you or they do not provide us with the required information promptly, your matter may be delayed
• you agree that we may make checks using online electronic verification systems or other databases as we may decide
• you must not send us any money until we have told you these checks have been completed
• we will not usually charge you for identification and verification checks, but we reserve the right to do so where the checks are likely to be significantly more time-consuming than we would normally expect
• we may ask you to confirm the source of any money you have sent us or will send us. If you do not provide us with that information promptly, your matter may be delayed
• any personal data we receive from you for the purpose of preventing money laundering or terrorist financing will be used only for that purpose or      
  • with your consent; or
  • as permitted by or under another enactment    
• we are professionally and legally obliged to keep your affairs confidential. However, we may be required by law to make a disclosure to the National Crime Agency where we know or suspect that a transaction may involve money laundering or terrorist financing. If we make a disclosure in relation to your matter, we may not be able to tell you that a disclosure has been made. We may have to stop working on your matter for a period of time and may not be able to tell you why.
• subject to section 7 (‘our liability to you’), we shall not be liable for any loss arising from or connected with our compliance with any statutory obligation, or reasonable belief we may have, to report matters to the relevant authorities under the provisions of the money laundering or terrorist financing legislation

    
Financial services

• we are not authorised by the Financial Conduct Authority
• we are not authorised by the Financial Conduct Authority (FCA) in relation to consumer credit services. However, because we are regulated by the SRA, we may be able to provide certain limited consumer credit services where these are closely linked to the legal work we are doing for you. This is because we are members of the Law Society of England and Wales, which is a designated professional body for the purposes of the Financial Services and Markets Act 2000
• we are also not authorised by the FCA to provide investment advice services. If you need advice on investments, we may refer you to someone who is authorised by the FCA to provide the necessary advice. However, because we are regulated by the SRA, we may be able to provide certain limited investment advice services where these are closely linked to the legal work we are doing for you
• the SRA is the independent regulatory arm of the Law Society. The Legal Ombudsman deals with complaints against lawyers. If you are unhappy with any financial service you receive from us, you should raise your concerns with the SRA or Legal Ombudsman

    
Professional indemnity insurance      

• we have professional indemnity insurance giving cover for claims against us. Details of this insurance, including contact details of our insurer and the ter-ritorial coverage of the policy, can be provided on request.
• it is a condition of our professional indemnity insurance that we notify our insurer or broker of any circumstances which may give rise to a claim against us. In doing so, we may disclose documents and information to our insurer, broker and insurance advisers on a confidential basis. Our insurers and brokers are contractually obliged to keep all information we pass to them strictly confidential.

Unregulated services

• all services provided by Legal Services Lincolnshire (Trading) Limited are regulated by the SRA and covered by:      
  • our professional indemnity insurance—see section 14 (Professional indemnity insurance); and
  • (if you are eligible) the SRA compensation fund—this is a discretionary fund for making grants to people for loss caused by dishonesty, hardship caused by a failure to account for money, or an uninsured loss (which should have been covered by professional indemnity insurance)    
• should we need to instruct other lawyers or professionals (expert witnesses, accountants, counsel and so on) we do so, unless otherwise agreed, on your behalf and as your agent.  They will be responsible to you for the quality and accuracy of the advice they provide and you will be directly responsible for payment of their fees and expenses.  Before making any such appointment on your behalf, we will consult with you and seek your agreement to the appointment and such services do not form part of our engagement under these terms of business

Complaints

• we want to give you the best possible service. However, if at any point you become unhappy or concerned about the service we have provided you should inform us immediately so we can do our best to resolve the problem.
• in the first instance it may be helpful to contact the person who is working on your case to discuss your concerns and we will do our best to resolve any issues.  If you would like to make a formal complaint, you can read our full complaints procedure.  Making a complaint will not affect how we handle your matter.
• what to do if we cannot resolve your complaint
• we have eight weeks to consider your complaint. If we have not resolved it within this time you may be able to complain to the Legal Ombudsman. Generally, this applies if you are an individual, a business with fewer than 10 employees and turnover or assets not exceeding a certain threshold, a charity or membership organisation with a net annual income of less than £1m, a trustee of a trust with an asset value of less than £1m, or if you fall within certain other categories (you can find out more from the Legal Ombudsman). The Legal Ombudsman will look at your complaint independently and it will not affect how we handle your matter.
• before accepting a complaint for investigation, the Legal Ombudsman will check that you have tried to resolve your complaint with us first. If you have, then you must take your complaint to the Legal Ombudsman
  • within six months of receiving our final response to your complaint
  • and
  • no more than one year from the date of act or omission; or
  • no more than one year from when you should reasonably have known there was cause for complaint  
• If you would like more information, you can contact the Legal Ombudsman by:
  • visiting www.legalombudsman.org.uk
  • calling 0300 555 0333 between 9.00 to 17.00
  • emailing enquiries@legalombudsman.org.uk
  • writing to Legal Ombudsman PO Box 6806, Wolver-hampton, WV1 9WJ
• what to do if you are unhappy with our behaviour   
  • the Solicitors Regulation Authority (SRA) can help if you are concerned about our behaviour. This could be for things like dishonesty, taking or losing your money or treating you unfairly because of your age, a disability or other characteristic.
  • the SRA’s website contains information raising concerns about solicitors and law firms

 Terminating your instructions

• you may terminate our appointment at any time by giving us notice in writing. We can keep all your papers and documents while there is still money owed to us for our charges or disbursements
• we will only decide to stop acting for you with good reason, eg where we feel that the relationship has broken down, if you do not pay a bill, if you provide us with misleading information, or if you act in an abusive or offensive manner. We will give you reasonable notice before we stop acting for you
• if you or we decide that we should stop acting for you, we will charge you for the work we have done and, where appropriate, for transferring the matter to another adviser if you so request. This will be calculated on the basis set out in the engagement letter
• we are not responsible for reminding you about important dates or any deadlines after our appointment has been terminated

    
Storage and retrieval of files

• we may create and hold client files in hard copy (paper), electronically or a combination of both
• we normally store client files (except any of your papers you ask to be returned to you) for six years after we send you our final bill. Unless you instruct us to the contrary, we may destroy paper documents and scan them onto our system to be stored electronically. We store the file on the understanding that we may destroy it after six years. We will not destroy original documents such as wills, deeds and other securities that we have agreed to hold in safe custody but we may, on reasonable notice, send them to you for safe-keeping
• we will charge an annual fee for storing original documents in safe custody for example,wills and title deeds. We will notify you of our storage rates at the appropriate time
• if we retrieve your file from storage (including electronic storage) in relation to continuing or new instructions to act for you, we will not normally charge for the retrieval
• if we retrieve your file from storage for another reason, we may charge you for:
  • time spent retrieving the file and producing it to you
  • reading, correspondence, or other work necessary to comply with your instructions in relation to the retrieved file or
  • providing additional copies of any documents
• we will provide you with an electronic copy of the file unless it is inappro-priate to do so.
• our privacy notice contains more information about how long we keep personal data for

    
Signature

Please sign, date and return one copy of these terms of business.
Signed by or on behalf of client   
Name of person(s) signing these terms of business   
Position or role of person(s) signing these terms of business, if not the individual client  
Date 

Lincolnshire Public Law is the business name for Legal Services Lincolnshire (Trading) Limited.
Legal Services Lincolnshire (Trading) Limited is a private limited company registered in England & Wales. Our registered address is 45-49 Newland, Lincolnshire County Council, County Offices, Lincoln LN1 1YS and Company No is 12521154.   We are authorised and regulated by the Solicitors Regulation Authority with registration number 810295.